Microcap Ledger

Listing desk

Listing status desk

Where a stock trades, and whether it can stay there. Nasdaq deficiency notices and deadlines, uplistings from the OTC markets, reverse mergers, and SEC trading suspensions, each tied to the filing behind it.

Trackers

Nasdaq deficiency tracker

Deficiency notices (minimum bid price, equity, filings, board) with the compliance deadline for each.

Source: SEC EDGAR 8-K Item 3.01. Tracker coming soon. How we'll build it

Uplisting tracker

OTC companies applying to or approved for Nasdaq or NYSE American.

Source: SEC EDGAR 8-K, S-1, Form 8-A; company releases. Tracker coming soon. How we'll build it

Reverse merger & RTO tracker

Announced reverse mergers, reverse takeovers and de-SPAC deals involving micro-caps.

Source: SEC EDGAR 8-K, S-4, 14A. Tracker coming soon. How we'll build it

SEC trading suspensions

SEC trading suspensions and related enforcement actions.

Source: SEC trading suspension releases. Tracker coming soon. How we'll build it

Explainers

The first explainers are on the way.

Get the trackers by email

New offerings, shelf filings, reverse splits and deficiency notices, summarised weekly from EDGAR.

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