Microcap Ledger Great Elm Capital Corp. $GECC
Facts as of . Built from SEC filings and our own data. Small caps move fast; check the latest filings.
Snapshot
- Exchange
- Nasdaq Global Market
- Headquarters
- Palm Beach Gardens, FL
- Fiscal year end
- December 31
- Shares outstanding
- 13,889,750 [10-Q 2026-08-05]
What the company doesAI summary of filing
Great Elm Capital Corp. is a business development company that generates current income and capital appreciation through debt and equity investments in middle-market companies and specialty finance businesses. The company invests in secured and senior secured debt instruments, income-generating equity investments in specialty finance companies, collateralized loan obligation securities, and related warehouse facilities, typically targeting companies with enterprise values between $100 million and $2 billion. It makes money primarily through interest on debt investments, dividends on equity investments, capital gains on dispositions, and various fees including prepayment fees, commitment fees, and origination fees. The company is revenue-generating and operates as a regulated investment company under the Investment Company Act of 1940. [10-K 2026-03-02]
Financial health
| Period | Revenue | Net income | Operating cash flow | Cash | Filing |
|---|---|---|---|---|---|
| 6 months to Jun 2026 | — | $5.68M | $36.64M | $1.67M | [10-Q 2026-08-05] |
| FY ended Dec 2025 | — | −$31.79M | −$2.81M | $1.83M | [10-K 2026-03-02] |
| FY ended Dec 2024 | — | $3.55M | −$82.67M | $0.00 | [10-K 2026-03-02] |
Capital structure and dilution
| Date | Shares outstanding | Filing |
|---|---|---|
| 2024-10-24 | 10,449,888 | [10-Q 2024-10-31] |
| 2025-03-03 | 11,544,415 | [10-K 2025-03-10] |
| 2025-04-30 | 11,544,415 | [10-Q 2025-05-05] |
| 2025-07-31 | 11,568,378 | [10-Q 2025-08-04] |
| 2025-10-29 | 13,998,168 | [10-Q 2025-11-04] |
| 2026-02-23 | 13,998,168 | [10-K 2026-03-02] |
| 2026-04-27 | 13,892,045 | [10-Q 2026-05-04] |
| 2026-07-29 | 13,889,750 | [10-Q 2026-08-05] |
Listing status
Current status: No Form 8-K Item 3.01 (listing notice) filings in the last 24 months, as of 2026-10-11.
Who owns it
| Date | Insider | Type | Shares | Price | Filing |
|---|---|---|---|---|---|
| 2026-09-21 | Great Elm Group, Inc. | other | 111,958 | — | [4 2026-09-23] |
| 2026-09-21 | Davis Keri | grant | 7,646 | — | [4 2026-09-23] |
| 2026-09-21 | Davis Keri | grant | 1,372 | — | [4 2026-09-23] |
| 2026-09-21 | Davis Keri | other | 2,972 | $5.37 | [4 2026-09-23] |
| 2026-09-21 | Kleinman Adam M | grant | 15,292 | — | [4 2026-09-23] |
| 2026-09-21 | Kleinman Adam M | grant | 791 | — | [4 2026-09-23] |
| 2026-09-21 | Kleinman Adam M | other | 3,451 | $5.37 | [4 2026-09-23] |
| 2026-06-29 | Great Elm Strategic Partnership I, Llc | other | 180,000 | $5.45 | [4 2026-06-30] |
| 2025-11-07 | Kaplan Matthew D | buy | 19,650 | $7.64 | [4 2025-11-10] |
Catalysts and calendar
| Date | Type | Title |
|---|---|---|
| 2026-08-24 | PRE 14A | Proxy statement |
| 2026-08-06 | 13G/A | Beneficial ownership report (5%+ holder) |
| 2026-08-06 | 13G/A | Beneficial ownership report (5%+ holder) |
| 2026-08-06 | 13G/A | Beneficial ownership report (5%+ holder) |
| 2026-08-05 | 8-K | Results of operations |
| 2026-08-05 | 10-Q | Quarterly report |
| 2026-07-20 | 8-K | Other events |
| 2026-06-08 | 8-K | Material agreement entered |
| 2026-06-01 | 8-K | Shareholder vote results |
| 2026-05-15 | 13G/A | Beneficial ownership report (5%+ holder) |
| 2026-05-04 | 8-K | Results of operations; Director or officer change |
| 2026-05-04 | 10-Q | Quarterly report |
Alerts for $GECC
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Facts as of . Small caps move fast; check the latest filings.