Microcap Ledger U S Global Investors Inc $GROW
Facts as of . Built from SEC filings and our own data. Small caps move fast; check the latest filings.
Snapshot
- Exchange
- Nasdaq Capital Market
- Sector
- Investment Advice
- Headquarters
- San Antonio, TX
- Fiscal year end
- June 30
- Shares outstanding
- 10,484,211 [10-Q 2026-02-20]
What the company doesAI summary of filing
U.S. Global Investors, Inc. is a registered investment adviser organized in 1968 that manages two business segments: Investment Management Services, through which it provides investment advisory and administrative services to mutual funds and exchange-traded funds for individual and institutional investors, and Corporate Investments, through which it invests for its own account. The company generates revenue primarily from advisory fees and administrative services fees based on assets under management, as well as from investment income. As of June 30, 2026, the company managed approximately $1.67 billion in assets under management across mutual funds and ETFs and employed 21 full-time employees. [10-K 2026-09-03]
Financial health
| Period | Revenue | Net income | Operating cash flow | Cash | Filing |
|---|---|---|---|---|---|
| FY ended Jun 2026 | $14.40M | $3.06M | $742.0K | $24.33M | [10-K 2026-09-03] |
| FY ended Jun 2025 | $10.85M | −$334.0K | −$822.0K | $24.55M | [10-K 2026-09-03] |
Capital structure and dilution
| Date | Shares outstanding | Filing |
|---|---|---|
| 2024-08-21 | 11,612,094 | [10-K 2024-09-10] |
| 2024-10-31 | 13,866,999 | [10-Q 2024-11-07] |
| 2025-02-05 | 13,866,999 | [10-Q 2025-02-12] |
| 2025-08-21 | 10,893,122 | [10-K/A 2025-09-18] |
| 2026-02-12 | 10,484,211 | [10-Q 2026-02-20] |
Listing status
Current status: No Form 8-K Item 3.01 (listing notice) filings in the last 24 months, as of 2026-10-11.
Who owns it
| Date | Insider | Type | Shares | Price | Filing |
|---|---|---|---|---|---|
| 2026-09-30 | Holmes Frank E | other | 829 | $2.88 | [4 2026-10-01] |
| 2026-09-30 | Callicotte Lisa | other | 328 | $2.88 | [4 2026-10-01] |
| 2026-08-31 | Holmes Frank E | other | 729 | $3.27 | [4 2026-09-01] |
| 2026-08-31 | Callicotte Lisa | other | 289 | $3.27 | [4 2026-09-01] |
| 2026-07-31 | Holmes Frank E | other | 835 | $2.86 | [4 2026-08-03] |
| 2026-07-31 | Callicotte Lisa | other | 331 | $2.86 | [4 2026-08-03] |
| 2026-06-30 | Holmes Frank E | other | 764 | $3.12 | [4 2026-07-01] |
| 2026-06-30 | Callicotte Lisa | other | 303 | $3.12 | [4 2026-07-01] |
Catalysts and calendar
| Date | Type | Title |
|---|---|---|
| 2026-09-03 | 8-K | Results of operations |
| 2026-09-03 | 10-K | Annual report |
| 2026-06-08 | 8-K | Results of operations |
| 2026-06-05 | 10-Q/A | Amended report |
| 2026-06-02 | 13G/A | Beneficial ownership report (5%+ holder) |
| 2026-06-02 | 8-K | Non-reliance on prior financials |
| 2026-05-13 | 8-K | Results of operations |
| 2026-05-13 | 10-Q | Quarterly report |
| 2026-05-13 | 13G/A | Beneficial ownership report (5%+ holder) |
| 2026-04-30 | 13G | Beneficial ownership report (5%+ holder) |
| 2026-03-27 | 13G/A | Beneficial ownership report (5%+ holder) |
| 2026-02-20 | 8-K | Results of operations |
Alerts for $GROW
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Facts as of . Small caps move fast; check the latest filings.