PhenixFIN Corp $PFX
Facts as of . Built from SEC filings and our own data. Small caps move fast; check the latest filings.
Snapshot
- Exchange
- Nasdaq Global Market
- Headquarters
- New York, NY
- Fiscal year end
- September 30
- Shares outstanding
- 1,931,273 [10-Q 2026-08-05]
What the company doesAI summary of filing
PhenixFIN Corporation is a Delaware-incorporated, internally-managed closed-end business development company that commenced operations in January 2011 and is regulated as a BDC under the Investment Company Act of 1940. The company generates income and capital appreciation primarily by making loans and private equity investments in privately-held companies, with a portfolio consisting of senior secured first lien term loans, senior secured second lien term loans, senior secured bonds, preferred equity, and common equity. The company also operates an asset-based lending business through FlexFIN LLC (serving the gemstone/jewelry industry), owns a restaurant concept through NVTN LLC, and acquired approximately 80% of The National Security Group in October 2024, a nationwide life, accident, and health insurance underwriter. The company finances its investments partially through borrowings, subject to maintaining asset coverage of at least 200% as required under BDC regulations. [10-K 2025-12-12]
Financial health
| Period | Revenue | Net income | Operating cash flow | Cash | Filing |
|---|---|---|---|---|---|
| 9 months to Jun 2026 | — | $586.5K | −$20.2K | $2.20M | [10-Q 2026-08-05] |
| FY ended Sep 2025 | — | $4.16M | −$67.33M | $7.30M | [10-K 2025-12-12] |
| FY ended Sep 2024 | — | $18.62M | $16.10M | $67.60M | [10-K 2025-12-12] |
- Quarterly cash burn
- −$6.7K
Capital structure and dilution
| Date | Shares outstanding | Filing |
|---|---|---|
| 2024-12-16 | 2,019,778 | [10-K 2024-12-17] |
| 2025-02-06 | 2,019,778 | [10-Q 2025-02-07] |
| 2025-05-06 | 2,019,778 | [10-Q 2025-05-07] |
| 2025-08-06 | 2,003,869 | [10-Q 2025-08-06] |
| 2025-12-11 | 2,000,560 | [10-K 2025-12-12] |
| 2026-02-09 | 1,998,259 | [10-Q 2026-02-09] |
| 2026-05-05 | 1,932,600 | [10-Q 2026-05-05] |
| 2026-08-05 | 1,931,273 | [10-Q 2026-08-05] |
Listing status
Current status: No Form 8-K Item 3.01 (listing notice) filings in the last 24 months, as of 2026-10-11.
Who owns it
| Date | Insider | Type | Shares | Price | Filing |
|---|---|---|---|---|---|
| 2026-06-03 | Lorber David A | buy | 800 | $44.40 | [4 2026-06-03] |
| 2026-06-03 | Lorber David A | buy | 3,183 | $45.49 | [4 2026-06-03] |
| 2026-06-02 | Lorber David A | buy | 2,473 | $44.95 | [4 2026-06-03] |
| 2026-06-01 | Lorber David A | buy | 1 | $41.20 | [4 2026-06-03] |
| 2026-06-01 | Lorber David A | buy | 1,363 | $44.37 | [4 2026-06-03] |
| 2026-06-01 | Lorber David A | buy | 836 | $44.99 | [4 2026-06-03] |
| 2026-05-12 | Lorber David A | buy | 42,065 | $39.95 | [4 2026-05-14] |
| 2026-03-03 | Amster Howard | buy | 11,500 | $42.56 | [4 2026-03-05] |
| 2025-12-24 | Lorber David A | buy | 572 | $46.05 | [4 2025-12-29] |
| 2025-12-23 | Lorber David A | buy | 133 | $45.59 | [4 2025-12-29] |
| 2025-12-23 | Mcmillan Ellida | buy | 150 | $45.33 | [4 2025-12-29] |
| 2025-12-22 | Lorber David A | buy | 1,000 | $45.44 | [4 2025-12-29] |
Catalysts and calendar
| Date | Type | Title |
|---|---|---|
| 2026-08-05 | 10-Q | Quarterly report |
| 2026-08-05 | 8-K | Results of operations |
| 2026-05-15 | 13G/A | Beneficial ownership report (5%+ holder) |
| 2026-05-14 | 13D/A | Beneficial ownership report (5%+ holder) |
| 2026-05-05 | 10-Q | Quarterly report |
| 2026-05-05 | 8-K | Results of operations |
| 2026-04-02 | 13D/A | Beneficial ownership report (5%+ holder) |
| 2026-03-20 | 8-K | Shareholder vote results |
| 2026-02-09 | 10-Q | Quarterly report |
| 2026-02-09 | 8-K | Results of operations |
| 2026-01-28 | DEF 14A | Proxy statement |
| 2025-12-12 | 10-K | Annual report |
Alerts for $PFX
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Facts as of . Small caps move fast; check the latest filings.