Microcap Ledger TOP Financial Group Ltd $TOP
Facts as of . Built from SEC filings and our own data. Small caps move fast; check the latest filings.
Snapshot
- Exchange
- Nasdaq Capital Market
- Sector
- Security & Commodity Brokers, Dealers, Exchanges & Services
- Headquarters
- Houston, TX
- Fiscal year end
- March 31
- Shares outstanding
- 37,044,475 [20-F 2025-08-13]
What the company doesAI summary of filing
TOP Financial Group Ltd is a Hong Kong-based financial services firm that provides online securities and futures trading services primarily to Asian investors on a global basis. The company generates revenue from futures brokerage commissions, trading solution services, and margin financing. The company is revenue-generating, with futures brokerage commission income of US$1.8 million in fiscal 2026 and US$0.3 million from trading solution services, along with US$0.1 million from margin financing. [10-K 2026-07-07]
Financial health
| Period | Revenue | Net income | Operating cash flow | Cash | Filing |
|---|---|---|---|---|---|
| 3 months to Jun 2026 | $1.08M | −$113.4K | $6.03M | $10.41M | [10-Q 2026-08-17] |
| FY ended Mar 2026 | $4.72M | −$1.17M | $14.02M | $12.99M | [10-K 2026-07-07] |
| FY ended Mar 2025 | $3.33M | −$5.97M | −$14.47M | $12.23M | [10-K 2026-07-07] |
Capital structure and dilution
| Date | Shares outstanding | Filing |
|---|---|---|
| 2024-03-31 | 37,015,807 | [20-F 2024-07-30] |
| 2025-03-31 | 37,044,475 | [20-F 2025-08-13] |
- Shelf registration
- F-1 filed 2026-10-01; declared effective 2026-10-08 [F-1 2026-10-01]
Listing status
Current status: No Form 8-K Item 3.01 (listing notice) filings in the last 24 months, as of 2026-10-11.
Catalysts and calendar
| Date | Type | Title |
|---|---|---|
| 2026-10-09 | 8-K | Director or officer change |
| 2026-10-08 | 424B3 | Prospectus or prospectus supplement |
| 2026-09-29 | 8-K | Director or officer change |
| 2026-09-21 | 8-K | Director or officer change |
| 2026-09-04 | 8-K | Regulation FD disclosure |
| 2026-08-17 | 10-Q | Quarterly report |
| 2026-08-17 | NT 10-Q | Notice of late quarterly report |
| 2026-08-04 | 8-K | Regulation FD disclosure |
| 2026-07-31 | 8-K | Change to security holder rights; Charter, bylaws or fiscal year change |
| 2026-07-30 | 13D | Beneficial ownership report (5%+ holder) |
| 2026-07-23 | 8-K | Other events |
| 2026-07-20 | 8-K | Material agreement entered; Unregistered sale of equity |
Alerts for $TOP
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Facts as of . Small caps move fast; check the latest filings.