Microcap Ledger

Tickers · $UPLD

Upland Software, Inc. $UPLD

By Microcap Ledger desk · CIK 0001505155

Facts as of . Built from SEC filings and our own data. Small caps move fast; check the latest filings.

Snapshot

Exchange
Nasdaq Global Market
Sector
Services-Prepackaged Software
Headquarters
Austin, TX
Fiscal year end
December 31
Shares outstanding
2,957,191 [10-Q 2026-08-14]
as of 2026-08-10

Sources: [10-K 2026-03-03]

What the company doesAI summary of filing

Upland Software develops cloud-based software applications for enterprise knowledge management and content lifecycle automation. The company sells to large corporations, government agencies, and mid-market businesses across industries including financial services, technology, manufacturing, and healthcare. Upland generates revenue through subscription-based recurring revenue from software licenses, usage fees, and professional services. The company is revenue-generating with a recurring revenue model and operates on a multi-tenant cloud platform delivered through a direct sales organization supplemented by indirect channels through strategic partners. [10-K 2026-03-03]

Segments: Knowledge Management, Content Lifecycle and Workflow Automation

Financial health

From XBRL company facts (USD)
PeriodRevenueNet incomeOperating cash flowCashFiling
6 months to Jun 2026$97.83M−$36.55M $10.97M$31.04M[10-Q 2026-08-14]
FY ended Dec 2025$216.88M$40.40M $25.80M$29.40M[10-K 2026-03-03]
FY ended Dec 2024$274.79M$112.70M $24.24M$56.43M[10-K 2026-03-03]

Capital structure and dilution

Summary only. How these instruments work: Dilution & financing desk.

Share count
DateShares outstandingFiling
2024-11-0527,440,968[10-Q 2024-11-07]
2025-03-0728,168,267[10-K 2025-03-12]
2025-05-0928,484,279[10-Q 2025-05-12]
2025-07-2928,772,095[10-Q 2025-07-31]
2025-11-0428,891,348[10-Q 2025-11-06]
2026-03-0229,118,178[10-K 2026-03-03]
2026-04-2929,363,201[10-Q 2026-05-01]
2026-08-102,957,191[10-Q 2026-08-14]

Listing status

Current status: 2 Form 8-K Item 3.01 filing(s) in the last 24 months, most recent 2026-08-05. Item 3.01 covers delisting notices, failures to meet a listing rule and listing transfers; read the filing for which one.

DateEventDetailsDeadlineFiling
2026-08-058-K Item 3.01Notice of delisting or failure to satisfy a continued listing rule or standard; or transfer of listing—[8-K 2026-08-05]
2026-04-108-K Item 3.01Notice of delisting or failure to satisfy a continued listing rule or standard; or transfer of listing—[8-K 2026-04-10]

More on deficiency notices and uplistings: Listing status desk.

Who owns it

Recent Form 4 transactions
DateInsiderTypeSharesPriceFiling
2026-09-16Doman Danother2,952$3.94[4 2026-09-21]
2026-09-16Nathaniel Seanother1,640$3.94[4 2026-09-21]
2026-09-16Simon Jennifer L.other1,117$3.94[4 2026-09-21]
2026-08-17Simon Jennifer L.grant30,000—[4 2026-08-18]
2026-08-07Mattox Timothysell847.4$4.28[4 2026-08-11]
2026-08-06Mattox Timothysell1,000$4.27[4 2026-08-10]
2026-08-05Mattox Timothysell1,000$4.53[4 2026-08-06]
2026-08-04Mattox Timothysell1,000$4.33[4 2026-08-06]
2026-08-03Mattox Timothysell1,000$4.45[4 2026-08-04]
2026-07-31Mattox Timothysell1,000$4.48[4 2026-08-04]

Catalysts and calendar

Recent filings and releases
DateTypeTitle
2026-08-1410-QQuarterly report
2026-08-148-KResults of operations
2026-08-058-KListing notice or transfer
2026-07-218-KDirector or officer change; Regulation FD disclosure
2026-07-088-KOther events
2026-07-078-KDirector or officer change
2026-06-048-KDirector or officer change; Charter, bylaws or fiscal year change; Shareholder vote results
2026-05-0110-QQuarterly report
2026-05-018-KResults of operations
2026-04-228-KResults of operations
2026-04-20DEF 14AProxy statement
2026-04-10PRE 14AProxy statement

Facts as of . Small caps move fast; check the latest filings.